Back Office Executive
- Open new accounts on a daily basis where new accounts applied for by external clients
- Open corporate accounts in line with account opening procedure
- Open IB accounts in line with procedures and deal with any IB queries
- Ensure full security and ID checks are completed in line with procedure, using Complinet and other ID tools as required
- Liaise with the other departments regarding any account queries
- Liaise with Compliance regarding any account queries, ID inconsistencies or any suspected fraudulent activity
- Be fully aware and up to date with FCA regulations regarding account opening and AML requirements.
- Client support via phone, email, live chat and so on.